Following a complaint in 2023, the SEC conducted an investigation, coordinated with the DSI and found evidence that, during 2020, four directors and executives of NUSA, namely (1) Mrs. Siriya
According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and
for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments
Bangkok, November 10, 2010 ? The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited
from investigation that the client instruction was unclear and certain conversations could indicate that {F} had made unauthorized gold futures trading decision and informed the client afterward
) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2022 Reviewed Company Q3 31/12/2021 2022 Reviewed Q3 31/12/2021 2022 Reviewed Company Q2 30/09/2021
Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021 Reviewed Company Q2 30/06/2021 Unqualified opinion 2021 Reviewed Company Q1 31/03/2021 Unqualified opinion
) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021 Company Year 31/12/2021 2021 Reviewed Company Q3 30/09/2021 2021 Reviewed Company Q2 30/06/2021