derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law including the code
derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law including the code
securities or derivatives for its investment; (c) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives
) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives broker under Paragraph 1(2) ceases to
) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives broker under Paragraph 1(2) ceases to
strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. ------------------------------- The Securities and
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. ------------------------------- The Securities
for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange