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List of head of Compliance

Derivatives Dealing Commercial Bank Life Insurance Company Trustee under digital asset business Funding Portal บริษัทหลักทรัพย์นายหน้าซื้อขายหน่วยลงทุน Last Updated 31 March 2022 Last Reviewed 31 March 2022

https://market.sec.or.th/public/orap/COMPLIANCE01.aspx?lang=en

Excel?Key=CMDC0100%7CST03%7C2%7C5&DataName=Intermediaries%20%26%20Professionals%20%3A%20Number%20of%20Companies%20and%20Professionals%20Classified%20by%20Type%20of%20Companies

5 บริษัท ฟิลลิปประกันชีวิต จำกัด (มหาชน) PHILLIP LIFE ASSURANCE PUBLIC COMPANY LIMITED ประกัน ผู้แนะนำการลงทุน ตัวแทนในการขายหรือรับซื้อคืนหน่วยลงทุน (เฉพาะตราสารไม่ซับซ้อน) 41 2023-05-09 2023 5

https://secopendata.sec.or.th/Export/Excel?Key=CMDC0100%7CST03%7C2%7C5&DataName=Intermediaries%20%26...

THAIFOODS GROUP PUBLIC COMPANY LIMITED Filing FinancialStatement 56-1 56-2 Ranking TGPRO THAI-GERMAN PRODUCTS PUBLIC COMPANY LIMITED Filing FinancialStatement 56-1 56-2 Ranking THREL THAIRE LIFE ASSURANCE

https://market.sec.or.th/public/idisc/en/company/listed/T

E_1 Legal_FA_2015_12_29-c

time, we have focused on collaboration and synergy with other companies within KASIKORNBANK FINANCIAL CONGLOMERATE, Muang Thai Life Assurance Public Company Limited and our business partners, for service

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201908/19086220.pdf

Settlement Committee Order No. 37/2024 Dated 13/05/2024

KWI Life Insurance Public Company Limited KWI Life Insurance Public Company Limited (“KWI”) a company licensed Securities Brokerage : Investment Units, failed to comply with the rules, conditions

http://market.sec.or.th/public/idisc/en/Enforce

Settlement Committee Order No. 37/2024 Dated 13/05/2024

http://market.sec.or.th/public/idisc/en/Enforce

Settlement Committee Order No. 37/2024 Dated 13/05/2024

http://market.sec.or.th/public/idisc/en/Enforce

Settlement Committee Order No. 37/2024 Dated 13/05/2024

http://market.sec.or.th/public/idisc/en/Enforce

SEC declines EARTH?s request for another extension of deadline for submitting the report on the re-assessment results of the fair value of mining property rights

rights, which the SEC viewed to be questionable as to the appropriateness and the assumptions used in calculating the fair value of the mining property rights over the two Indonesian mines. The deadline to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7319

Joint press release of the Ministry of Education (MOE), the Fiscal Policy Office (FPO), the Bank of Thailand (BOT), the Securities and Exchange Commission (SEC), the Office of Insurance Commission (OIC) and the Stock Exchange of Thailand (SET) on the academic cooperation and promotion of financial education through educational system

towards adjustments in the educational system that would intensify the cultivation of financial management skills which are important life skills for youth, the driving force of the nation’s future. Proper

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11185