securities company of the obliged duty under Clause 16; (8) provide a name list of persons to whom the securities underwriter is not allowed to allocate securities under Clause 6 to a securities company
securities underwriter shall also disclose a relationship between itself and such person to investors; (7) notify a related securities company of the obliged duty under Clause 16; (8) provide a name list of
itself and such person to investors; (7) notify a related securities company of the obliged duty under Clause 16; (8) provide a name list of persons to whom the securities underwriter is not allowed to
Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in
the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the
management company shall comply with the following rules: (1) send a written request for the resolution of the unitholders or call a meeting of the unitholders; (2) provide sufficient information for the
, disposal or holding of securities or other assets; “management company” means mutual fund management company or private fund management company ; “mutual fund management company” means a securities company
Report of the Acquisition or Disposition of Securities (Form 246-2) 2.1 ( ) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company