facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and
protection. Once informed of the incident, the SEC hastened to coordinate with all related parties domestically and internationally. The solution concluded from the meeting is of investor focus and will help
enhance client asset protection in line with international standards. The revision would allow the companies to manage client assets by (1) depositing or investing in certificates of deposits (CDs) issued
-1199.To ensure proper legal protection, those who are interested in making investment in derivatives are strongly advised to check whether the soliciting companies are authorized by the SEC or the
campaigns to promote investor education and protection, creating awareness about finance and investment among investors globally. This activity aligns with the SEC's goal of ensuring Thai people have good
protection) ด้วย หมายเหตุ : (ปรับปรุงข้อมูลล่าสุด 24/10/62)
, effective from 9 November 2018; (3) In the case of {C}, she is prohibited from functioning as a branch manager responsible for capital market business, and the SEC also imposed a suspension
against, cope with and minimize cyber threats in a timely manner to avoid their potential impact on the nation’s security. 9. Personal Data Protection Act B.E. 2562 (2019), published in the Government
investment unit redemption of gold ETF : (a) risk management system; (b) internal control system; (c) security system for investors’ information in order to prevent unrelated and unauthorized persons from
) security system for investors’ information in order to prevent unrelated and unauthorized persons from accessing or amending such information; (d) non-public information protection system between the agent