not exceeding 3 years, and transaction on assets or services with related parties as per the following details: 1. Transaction Date : Within 2018 2. Related parties : Total of 29 companies No. Related

purchased to order; (f) receivables of margin loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4

to order; (f) receivables of margin loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4

on interest on loan of financial institution1; (d) investments in securities, derivatives and other financial instruments; (e) receivables of securities purchased to order; (f) receivables of margin

and methods specified in the Licensing Manual for the Public and notify the issues derived from the examination of such facts for the applicant to clarify within the period specified by the SEC Office

diligence in order for the applicant to clarify such observation within the period specified in the notice of observation within ninety days from the date the SEC Office receives a complete set of documents

previous position without the requirement to submit an application for approval, in case of suspension order for a period not more than the period of approval; (3) in case the demeanor, being within the

the Securities and Exchange Commission. Clause 3 . The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the

Securities and Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status

Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status and business