investor [in Thailand]; (3) assigning a brokerage firm acting as an local representative responsible for selling, repurchasing and redeeming units in Thailand; (4) having a local representative, being [i] a
17. In this regard, the affiliated transaction, whether in the case specified in Clause 14, Clause 15, Clause 16, Clause 17 or any other case, shall comply with the following rules: (1) being
the following rules: (1) being transaction with the best execution for the fund or being vital and beneficial to the fund at that particular time; (2) being an at arm’s length transaction; and (3) in
determine the currency conversion, as well as the basis for that determination. 7. Where not all of the debt securities being offered are guaranteed, provide a statement for a non-guaranteed portion. B
auditing of the financial statements without the requirement to comply with other rules stipulated under this Notification: (1) being a foreign governmental agency who has the duty to perform financial audit
Consideration of Offer for Sale of Newly Issued Shares Being Below Market Price. “financial institution business” means banking business, finance business, securities business, credit foncier business, life
ลาศโอฬาร (ต้ังแต่ 16 พ.ค. 62) นายณพัฒน์ ศรีวรพงษ์พันธ์ (ต้ังแต่ 1 ก.พ. 65) กองทุนเปิด ทิสโก้ หุ้นไทย Well-being TISCO Thai Well-being Equity Fund ชนิดผู้ลงทุนท่ัวไป TISCOWB-A A หนังสือชี้ชวนส่วนสรุปข้อ
person” means deputy manager, assistant manager, head of department, [and] branch manager, including a person occupies in a position being similar to those positions, by whatever name called, who is
following qualifications: (1) Being executive of a securities company. This shall be limited to only one person for each securities company; or (2) Being mutual fund manager or private fund manager. Clause 6