public and caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in
caused the price or trading volumes of the SA shares to deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1) and (2) in conjunction
market conditions. The evidence showed that Sagha?s continuous trading activities in concealment had misled and lured the public to trade FOCUS, IFEC and RCI shares, and that trading orders were matched
Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best