’ name QTC ENERGY PUBLIC COMPANY LIMITED Securities Code: QTC 2. Date of action resulting in reporting obligation 09/12/2020 Thai Securities company FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 18/01/2021 Thai Securities company CGS-CIMB SECURITIES (THAILAND
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 22/01/2021 ( ) Direct sale/purchase Phahana Investor Co., Ltd
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 11/03/2021 Thai Securities company CGS-CIMB SECURITIES (THAILAND
’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED Securities Code: MAJOR 2. Date of action resulting in reporting obligation 14/06/2021 Foreign Securities company MORGAN STANLEY N CO. INTERNATIONAL
’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED Securities Code: MAJOR 2. Date of action resulting in reporting obligation 05/08/2021 Foreign Securities company Citigroup ( ) Direct sale
’ name U CITY PUBLIC COMPANY LIMITED Securities Code: U 2. Date of action resulting in reporting obligation 27/08/2021 Thai Securities company CREDIT SUISSE SECURITIES (THAILAND) COMPANY LIMITED
’ name LH FINANCIAL GROUP PUBLIC COMPANY LIMITED Securities Code: LHFG 2. Date of action resulting in reporting obligation 08/09/2021 Thai Securities company LAND AND HOUSES SECURITIES PUBLIC COMPANY
Collective Action Coalition Against Corruption LH Financial Group Public Company Limited, Land and Houses Bank Public Company Limited and Land and Houses Fund Management Company Limited, are certified as a
Financial Group Public Company Limited Management Discussion and Analysis for the Third Quarter ended 30 September 2017 Page 3/22 Certified Companies of Thailand's Private Sector Collective Action Coalition