. (Translation) -8- Clause 20/1 In addition to the provisions prescribed in this notification, the Office shall have the power to issue any rules, conditions and procedures in details concerning the provision of
accordance with this notification and its guidelines specified for implementation in accordance with this notification. Clause 28/1 Apart from stated in this, the SEC Office has the power to issue any specify
/1 17 Apart from stated in this, the SEC Office has the power to issue any specify details regarding the issues within this notification. This is to allow the clarification in practice and to allow the
Apart from stated in this, the SEC Office has the power to issue any specify details regarding the issues within this notification. This is to allow the clarification in practice and to allow the SEC
risk on securities companies due to incompliance with and negligence of the legislations. As a result of the above-mentioned risks, the SEC deems it is necessary to issue a more specific and detailed
risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the
with and negligence of the legislations. As a result of the above-mentioned risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications
therefore necessary to issue this Notification.
therefore necessary to issue this Notification.
therefore necessary to issue this Notification.