scrap. This resulted in AMAC’s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of and shall be liable to
person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who who agreed to enter the settlement, to trade shares of Union Petrochemical Public
Mr Sitthiphat Sinfaphanit Mr. Sitthipat, in his capacity as the person responsible for supervising the operations of Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for
property to himself or a third party, and obtained unlawful gains for himself or another person. In this regard, they approved and ordered KC and Modern Street to sell two plots of land and purchase a plot
Limited ("LPN")), was considered as a person who knew or possessed inside information regarding the announcement of Special Interim Dividend Payment at the rate of 1 baht per share, which is
applicant shall meet the following requirements: (b) Not being involved or having been involved in or supporting the actions of any person who is currently imposed with a
to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be
Bangkok, December 23, 2015 ? According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three
) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to