The Securities and Exchange Commission (SEC), represented by Ms. Rattaya Kotcharag, Assistant Director of the SEC Complaint Center, participated in a panel discussion on scammer tactics under the

discussion, Ms. Archinee highlighted the SEC’s effort in handling reports of investment scams from the public and capital market organizations. She also highlighted the collaboration between the SEC and social

principles of responsible business practices in terms of environment, society and good governance (ESG), and the development of Thai capital markets toward sustainability and the UN Sustainable Development

disruption, capital market regulators in ASEAN including the SEC further emphasize the need to promote and support ASEAN listed companies to enhance and maintain the quality of their corporate governance

SEC has a plan to revise the relevant notification to allow investment consultants of  operators of securities and the derivative contract business, who have expertise in investment and keeping

OTO will convene the EGM on 19 February 2024 to propose for the shareholders’ consideration the offering for sale of capital shares, through PP, in the amount of 1.2 billion shares at the price of

burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for

’ specific business model under more reasonable costs and without excessive burdens on business operators. Providing more license types also promotes business development and competition in the capital market

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC

The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well