Following the concerns from the last public hearing in 2017 on the revision of the principles and regulations relating to the provident fund to resolve the issue that members did not have adequate

Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had

a digital wallet management system to accommodate efficient custody of digital assets and keys* and ensure safety of clients’ assets.   The regulations cover the following requirements:  (1)  Policy

amendments contain the following provisions:    1. Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the opinion of an independent

and adequate information in materiality for client?s investment decision making. Following a report on the client?s complaint filed by the Ministry of Finance, the SEC further probed into the case and

orders. Following a report on client's complaint filed by Country Group Securities PLC., the SEC probed into the case and found that {A} sent trading orders from the client's securities trading account

Limited (BSEC)  based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed

days.On 8 May 2017, POLAR submitted the financial statements for the year 2016 to the SEC wherein the amount of the shareholders ' equity was 4.58 billion baht. But on the following day, the company

-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities

Limited (TIES*), and his aider Ms. Ornsiree Chinkamtornwong, for using inside information to sell the company?s shares. Following the SET?s referral, the SEC?s further investigation revealed that Assavin