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e-service Online Submission Limited BDU >> Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations 23/01/2004 2. Notification of the Securities and Exchange
e-service Online Submission Securities Underwriter Business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 14/2546
Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs
Derivatives Exchange and Derivatives Clearing House ________________________ By virtue of Sections 9, Section 60, Section 61 and Paragraph 1 of Section 89 in conjunction with Section 61 of the Derivatives Act
Section 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 and Section 86 of the Criminal Code, subject to the penalties under Section 296 of the SEA and Section
misappropriating the company?s assets in contravention of Section 307, 308, 311, 313 and 315 of the Securities and Exchange Act of 1992 (SEA). A referral from the Stock Exchange of Thailand (SET) and the SEC
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2556 15/05/2013 01/07
e-service Online Submission Custodians >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35/2548 13/09/2005 01/11