attempt to promote derivatives market development. The plan followed the Cabinet?s recent approval for inclusion of silver and platinum on the SEC list of 14 approved goods and variables under the
Cabinet?s approval, has prescribed 14 additional goods and variables. Thailand Futures Exchange (TFEX), meanwhile, has scheduled the launch of silver futures in this coming June. Given this background, the
inappropriate and deemed as interfering with client's assets.As both investor contacts' actions are in violation of Clause 14(2) of the Notification of the Office of the Securities and Exchange Commission No
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed
provides digital asset exchange services, has Cryptosphere and ROE as its major shareholders in accordance with the applicable regulations*. In addition, one of CAI’s directors serves as a director of both
Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), met with the media at the SEC’s monthly media briefing in April 2026. He outlined the
The Securities and Exchange Commission (SEC) proposes to introduce regulatory requirements to support the issuance and offering of Transition Bonds and Thailand Amber Bonds, providing issuers with
required to report the Stock Exchange of Thailand (SET) and propose to the shareholders? meeting for approval. During the said transactions had been made, SCAN never complied with such requirements
consultant approval status. In addition, the SEC suspended other three investment consultants: (1) {B}, then an employee of Finansa Securities Co., Ltd.; (2) {C} of BT Securities Co., Ltd. (presently CIMB
requirement to prepare a report and disclose information to the Stock Exchange and do not require to obtain approval from the shareholders for entering such transaction. 4.2 The connected transaction According