functioning as a capital market investment consultant ends on 31 December 2017, the suspension period shall end simultaneously. In addition, the SEC shall not accept his new application for approval as capital

Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions

In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value

, from the beginning to the end. This type of lawsuit is another solid legal option for investor protection and remedy,” said Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary

Educational Project to prepare auditors for the launch of the new official auditor?s report at the end of the year.Senior Assistant Secretary-General Prakid Punyashthiti said: ?Starting from the financial

be allowed by the end of this year.   Criteria for CIS to be offered will include (i) offer must be made only to institutional investor and high net worth investor with specified investment

alternatives to non-retail investor in Thailand. In addition, offer for sale of ASEAN CIS to retail investor will be allowed by the end of this year.Criteria for CIS to be offered will include (1) offer must be

client accepted the proposed transactions. At the end of trading day, {A} notified the amount of money to be received or paid whereas the client did not reject or decline the transactions. In case of {B

further improve its quality assurance systems. At the end of the day, investors will be more confident in financial statements of state owned enterprises,? said Ms.Prapee Ankinandana, OAG Deputy Auditor

people?s understanding and skills on investment without spending too much time. To this end, financial literacy among Thais will be elevated and their financial status would eventually become more