director and managing director, respectively, knew of the B/E issuance but did not perform their duties responsibly and honestly, and failed to have the B/E transactions in the KC accounting records, causing
act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the
Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from performing duties of investment consultant for six months. Taking into
: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012 as well as has prohibited characteristics under Clause 6(3) of the
., and Schedule for the EGM of Shareholders No. 1/2019 (Revised) To: The President The Stock Exchange of Thailand Enclosure: 1. Information Memorandum of Hydrotek Public Company Limited on Disposal of
., and Schedule for the EGM of Shareholders No. 1/2019 (Revised2) To: The President The Stock Exchange of Thailand Enclosure: 1. Information Memorandum of Hydrotek Public Company Limited on Disposal of
., and Schedule for the EGM of Shareholders No. 1/2019 (Revised3) To: The President The Stock Exchange of Thailand Enclosure: 1. Information Memorandum of Hydrotek Public Company Limited on Disposal of
follows: Clause 11 This Notification shall apply to the approval of foreign auditors whereby an auditor approved by the SEC Office under this Notification shall be allowed to perform an audit work and affix
Enclosure: 1. Information Memorandum Re: Acquisition of Assets of T.K.S. Technologies Public Company Limited (Schedule 1) (Second Amendment) 2. Information Memorandum Re: the Allocation of the Newly-Issued
Ref.No.IVL001/08/2019 8th August 2019 President The Stock Exchange of Thailand Subject: Acquisition of Integrated Oxides and Derivatives Businesses/ Assets Enclosure: Information concerning the Acquisition of