arrange to have an efficient financial and operational risk management system. In the information technology risk management, derivatives broker shall arrange to have an operational control and information
license under this Notification; (5) “commercial bank” means any commercial bank in accordance with law on commercial banking or law on business of financial; (6) “securities company” means any securities
financial; (6) “securities company” means any securities company under the law governing securities and exchange; (7) “company” means a limited company or a public limited company; (8) “conglomerate” means a
of financial and operational risks. In managing risks accociated with the operation of information technology, the derivatives broker shall put in place a system of control of the operation and
place an efficient risk system for the management of financial and operational risks. In managing risks accociated with the operation of information technology, the derivatives broker shall put in place a
within five business days as from the dissolution date of the mutual fund; (2) deliver to the liquidator financial statements, as of the dissolution date of the mutual fund, which are audited and given