17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other persons’ use. 6 Added
short- term investment, etc. 1 According to the Board of Director’s resolution No.5/2020 on 18 May 2020, the transaction is considered as the disposition of assets. The transaction size which is
instruction by the official agency or the competent authority under law, in the country or in a foreign country, to improve the work system relating to accepting deposits of the assets of the customers or any
subject to the Company’s net tangible assets (NTA), greater than THB 20,000,000 and greater than 3 percent of the Company’s net tangible assets pursuant to consolidated financial statement for the period
transaction according to the Notifications on Connected Transactions with the maximum transaction size of 236.05 percent of the value of the net tangible assets (NTA) of the Company. The Company has not entered
Connected Transactions with the maximum transaction size of 236.05 percent of the value of the net tangible assets (NTA) of the Company. The Company has not entered into any other connected transaction with
units relating to operational function, compliance function, internal audit or risk management; 5 (4) managing investment in capital market products, financial instruments or other specified assets; (5
sale. The SEC Office shall have the authority to: (1) order the Thai government agencies or their directors or executives to clarify or disclose additional information within a specified period and
application for an approval of an offer for sale of perpetual bonds and convertible bonds: (1) being a company whose shares are held by a trust as investment in the core assets of the trust at a rate not less