SEC Search

greenhouse gas emissions industries – to implement timely and effective climate risk measures, reflecting the urgency of this critical agenda. Such movement will also help reduce risks in the funds managed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11022

SEC orders NEWS to clarify non-disclosure of the dilution effect of the sale of warrants and the underlying shares in the AGM 2024 notice

On 11 April 2024, NEWS published the AGM 2024 notice together with supporting documentation on the company’s website. The meeting agenda covered the consideration for approval of an increase in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10765

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC public hearing on draft notifications concerning definitions of “executive”, “business in group of digital token issuer” and “business in group of securities issuer”

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=618

SEC Thailand’s Public Hearing on Proposed Regulations for the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=636

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

SEC Thailand’s Public Hearing on Drafted Regulations for the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=693

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Qualification of Settlor of Trust and Trustee and Conduct and Duty of Trustee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=727