business operators to conduct only other businesses that are related to the securities and derivatives businesses for which they have been licensed, and requiring them to comply with the specified
channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which prescribe stricter supervision. For example, it
and transportation sectors, which account for the highest proportion of greenhouse gas emissions. The Taxonomy will, in essence, standardize Thailand’s economic activities and will be used as benchmarks
related to the tender offer of NOBLE shares at 12.25 baht per share, which was higher than the market price. As director and executive of the company at the time, Kitti disclosed such insider information to
holdings—most of which are high-quality—at lower than fair value prices, impacting the funds’ value. This rapid decrease in the funds’ value might lead to further sell of other mutual funds and result in
Securities and Exchange Act B.E. 2535 (1992), which was in force at the time of their offenses. Currently, such acts are still the offenses under Section 242 and subject to the penalties under Section 296
. ___________________________* The data framework development initiative to support analysis on ESG factors which investors should emphasize and consider before deciding to invest in listed companies. ** I Code is an investment
sustainable bonds totaling US$2.6 billion from the region carrying the ASEAN Green or Sustainable Bond labels.The issuances, which originated from Malaysia, the Philippines, Singapore and Thailand to fund green
, capital market participants were invited to comment and exchange views on setting up an investor protection fund in the Thai capital market which is considered as laying down infrastructure for making a
loans that ACAP secured from other persons which were at the rates of 4.40% – 8.00% per annum. Furthermore, the lending period was not clear; there is a risk of default on the debt repayment; the use of