extended the loan repayment from 15 November 2017 to 15 May 2019 because GSTEL was procuring external funding sources. GJS had extended the repayment period once before. IFA has expressed the opinion
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
in such shares. As a result, the client was misled by the information and advice given by {A}, purchased such shares at the amount of 5 million baht, and suffered damage from the purchase.By giving
to check if they are ready before making an investment decision as to whether they understand digital assets, understand the right to be received from digital assets, and understand and accept the
determine to distribute digital tokens to all groups of investors simultaneously after the public ICO ends. Bonus or discounted digital tokens will be locked up for six months from the first day of digital
fact that the income from dividends was not calculated as part of the SET Index. Therefore, SEC encourages the PVD to use the SET Total Return Index (SET TRI), which actually adds the income from
assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from Ministry of Finance. SEC has a duty to standardize business practices to ensure that operators are well
capital market to focus on offering financial advisory and planning services that can be accessed by a wider public at a low cost. ” SEC joins with business operators in the capital market from consulting
for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared personnel will be emphasized.SEC Secretary-General Rapee