services from business operators in the capital market despite the spread of Covid-19. In any case, investors are advised to study information thoroughly in all aspects before making investment decisions
profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has
Act from stakeholders. The result of the study and the suggestions on that matter is expected to be completed in May 2020.“Then, SEC will promptly proceed with the amendment of the Securities and
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1
speech on the objectives and rationale for establishment of TRBN was given by the Minister of Finance, Uttama Savanayana .SEC Secretary-General Ruenvadee Suwanmongkok said “what SEC most expects from
The SEC has collaborated with the single form working group to develop the single form, which contains a standard information set. The working group consists of representatives from stakeholders in
Emergency Decree, has ordered Huobi to continue suspending its digital asset exchange service and return assets to the clients or buy assets back from the clients within three months as from 2 September
. Opinions and suggestions of private organizations in the financial and capital markets as well as those from relevant state agencies were taken into account during the focus group consultation on 26 March
June 2021. This year, the representatives from Deloitte and EY Thailand also attended to share and confer on the significant audit development initiatives, and how each firm responds to the emerging
site visit, a meeting was held to exchange opinions with Khon Kaen Governor Somsak Jangtrakul, Ph.D., who graciously presided over the meeting. The meeting was also attended by representatives from