limit for Vayupak Fund and extending the exemption period for exceeding the investment limit that does not result from additional investments to 10 years, starting from the first trading day of Type A
The SEC has revised the definition of Qualified Subordinated Debt to be excluded from the total liabilities for the calculation of net capital of business operators. To align the issuance of
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
quality control systems. Of the total 32 audit firms, 53 percent received the Good to Very Good evaluation results – an improvement from 48 percent in 2019 and from 51 percent in 2020. In addition, seven
the SEC’s supervision. Under the new rule, which will become effective from 1 October 2022 onwards, the qualifications of such investors are amended to incorporate an aspect of adequate financial
delivered include financial and investment planning, proper saving and investment methods, and self-protection from falling victim to financial frauds and scams. Ms. Ruenvadee Suwanmongkol, SEC Secretary
progress” หัวข้อ “View from the top: From strategy to action – how can investors, policy makers and corporates scale up ESG integration across Asia?” จัดโดยสำนักข่าว Financial Times และสำนักข่าว Moral Money
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years
financially affected by the COVID-19 situation may suspend or postpone their respective contribution to PVD on a temporary basis, starting from the current contribution period until the contribution period in
AGM of unitholders of funds and REITs CMSB has granted a deadline extension to 30 June 2020 or four months from the end of the financial year, whichever comes later. If the situation persists, SEC