, 2017), (5) the audited financial statements for the year 2018 and (6) the annual report for the year 2018 (Form 56-2, 2018) to the SEC within the specified period. The Court of Appeal sentenced the

financial statements for the year 2018 and (2) the annual report for the year 2016 (Form 56-2, 2018) to the SEC within the specified period. The Court of Appeal sentenced the accused to pay a fine of Baht

statements for Q2/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 1,739,000. Since the accused pled guilty, the Court reduced the fines by half

2020 and (10) the annual report for the year 2020 (Form 56-2, 2020)to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person

(Form 56-2, 2020) to the SEC within the specified period. In case of the audited financial statements for the year 2020, the Criminal Court sentenced the accused to pay a fine of 10,000 Baht and a further

POLAR’s failure to prepare and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2

for the year 2008, (4) the annual report for the year 2008, (5) the reviewed financial statements for Q1/2009, and (6) the reviewed financial statements for Q2/2009 to the SEC and the SET within the

SEC and the SET within the specified period. The Bangkok South Criminal Court sentenced the accused to pay a total fine of Baht 337,000 and a further fine of Baht 200 each day starting from the next day

for the year 2012 (Form 56-1) to the SEC and the SET within the specified period. On March 26, 2014, the Bangkok South Criminal Court ruled against the accused for violating Section 56 and Section 274

persons’ securities trading accounts. They traded RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing