Securities (Form 246-2) ( 13 record(s) found) Name of Securities Name of Acquisition/Disposition Types Types of Securities % Held Before Acquisition/ Disposition % Held Acquisition/ Disposition % Held After
which are not purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or
other wallets which are not purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained
, received, stored or processed through electronic procedures; “securities company reporting https://publish.sec.or.th/nrs/6999se.pdf 21061047.pdf technology solutions for electronic devices 3. providing
equality,” added TLCA Adviser Pensri Suteerasarn. “As of today, the number of women in leading roles has continuously increased. In early 2023, a survey found that as many as 1 in 3 listed companies had
The criminal complaint has been made in furtherance of the criminal complaint by the SEC against the former directors and executives of K.C. Property Public Company Limited (KC) and others for
investigation, Sakkarin was found to have acted in the following manners: (1) Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock
10 บมจ.0107537002109 Page 1 of 7 บริษทั ดีมีเตอร ์คอรป์อเรชัน่ จ ำกดั (มหำชน) Demeter Corporation Public Company Limited เลขท่ี 191/43 อำคำรซีทีไอ ทำวเวอร ์ชัน้ 21 ถนนรชัดำภิเษก แขวงคลองเตย เขต