not regulated by the SEC, please go to Investor Alert via this link: https://market.sec.or.th/public/idisc/th/InvestorAlert.To report tips on suspicious activities, please contact the SEC Complaint
operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th
September 2024. In the interview, he stated that he and his family had never pledged or used THG shares they held as collateral for loans, either inside or outside the market, as they did not dare to do so
. Additionally, they all would have to apply for approval and be ready to operate under the sandbox framework, scope, and criteria. Once approved, the service period under the sandbox would not exceed 18 months
consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which must not be lower
Wastech Exponential Company Limited (WTX) (formerly named Suntech Recycle & Decarbon Co., Ltd.), the issuer of STRD24DA bond, convened a bondholders’ meeting on 16 May 2025 but did not meet the
lawsuit in the Civil Court to seek an imposition of civil sanction with the maximum applicable statutory penalties, which shall not be lower than the civil sanction specified by the CSC. In all cases, civil
, which must not be lower than those specified by the CSC. Civil penalties from committing offenses shall be remitted to the Ministry of Finance as public revenue. Details of civil sanctions and
advised to be cautious about using services of unlicensed operators of securities, derivatives and digital asset businesses, including those from foreign countries, as they are not under the SEC’s
vanilla instruments, and ensure continuous disclosure of information on net capital; (2) Plain vanilla instruments* must not consist of any complex features. For example, the issuer is allowed to postpone