companies certified by CAC. 4  The record of listed companies with corporate sustainable development " SET ESG Rating 2023 " 5  Financial Data / Company Business / Address / Major Shareholders / Management

the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a

and also failed to record investment in Jones & Vining (Thailand) Co., Ltd. under the equity method in the consolidated financial statements.SEC, therefore, directs PAF to rectify its financial

.  The company, however, failed to record B275 million differences as loss on land appraisal in the said financial statements. The SEC had previously informed the company to correct the financial

, rules and regulations. The SEC therefore put him on probation, under the Point System, by recording and accumulating his demerits with four demerit points. The demerits will stay on the record for three

and obligations of the listed companies. In particular, true sale and borrowing transactions are different in respect of accounting record and thus significantly affect the companies? profits in each

, the SEC suspended {A} for two months and {C} for one month from duty as an approved securities investment consultant. For {B} with his previous demerit record, the SEC suspended him from duty as an

securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the

the period of three months, approximately. There was, however, no record of the client?s registration for the internet trading at the branch during such period. Atthapol admitted to Krungsri Securities

the company issuing the securities sold in the above transaction. Failure to conduct KYC/CDD process to verify and record the beneficial owner's identity, despite learning of such identity, was in