the registration statement and a draft prospectus. Additionally, the offering must also be conducted through an ICO portal approved by the SEC Board; In any case, all types of utility tokens are subject
information for other persons to do the same; 1.3 Market Manipulation, divided into two types, namely (i) executing trading orders to mislead other persons about the price or trading volume of securities, and
Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1
significant adverse impact on the credibility required of capital market business personnel. Both types of conduct are deemed the prohibited characteristics of capital market business personnel under the
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision
) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar services
licenses: (1) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar
, and sees an urgency in providing regulatory clarification on ICO to both fundraisers and investors. For Securities All types of ICOs ICOs that fall under the SEC’s purview. 3 fundraisers, a clear policy
following details: (a) type(s) of investment units (and whether there is one or more types of investment units), the number of investment units and the par value of each type of investment unit, and, in cases