) and (2) of the Notification No. TorThor/Nor/Khor. 37/2553. The SEC therefore suspended her from duty as approved capital market investment consultant for six months. As for {C} and {D}, they had
year. And if they continue their investment for 20 years, the fund flow will rise to 24 billion baht. In case the return on investment is 5 percent per year, each worker will earn 4 million baht upon
Merchant Partner Securities PLC, respectively, they were named as defendants in the case for aiding and abetting Sagha?s manipulation scheme. This follows the SEC?s criminal complaint filed with the
? employees have represented themselves to the general public as gold futures trading agents of foreign companies. They have advertised and solicited investing public to open gold futures trading account and
months. ?Investor contacts must maintain trustworthiness and integrity in the profession. They must strictly comply with the regulations. The SEC will not tolerate, and will take legal action against
, are not much popular among the retail investors, in particular trading them in the secondary market. Perhaps, the investors are accustomed to buy-and-hold investment or they may not have sufficient
review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholders’ representative to obtain comprehensive information before
18.6 million decreased from the same period of prior year by THB 18.7 million or 50.1%. It mainly decreased by the customers of Government and State enterprise sector which end of contract and they have
price manipulation. They are: (1) Mr. Boonchai Jirapongtrakul, (2) Mr. Boonchoke Thiratarakorn, (3) Mr. Booncherd Santudpanich, (4) Mr. Suwit Jjraphongtrakul, (5) Mrs. Wanna Sittisirinukul, (6) Mr
activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection