is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets https
/News_Detail.aspx?SECID=8166 SEC warns the public of solicitation for investment in unapproved digital assets , Facebook, Line and YouTube. The public should be aware that none of the three digital assets or ICOs
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8166 SEC warns the public of solicitation for investment in unapproved digital assets , Facebook, Line and YouTube. The public should be aware that none of the three
the specified level compared to the total number of outstanding shares. Additionally, the brokerage firm should monitor customer trading behavior to prevent inappropriate trading activities; (4) To
to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholders’ representative to obtain comprehensive
investors should exercise caution when using services from unlicensed digital asset businesses as they will not be protected under the law and may be exposed to risks of frauds and scams as well as the
the shareholders should not approve the proposed transaction of common share offering at this time because the plan for utilizing the increased common shares lacks clear assessment of the
that OTO might not receive the deposits back as the value of HPS shares pledged with OTO would not cover the damage of such deposit loss. As such, the shareholders should not approve the proposed
statements or concealing facts that should havebeen disclosed to the public,” released on 8 February 2024 - SEC News No. 44/2024: “SECBoard resolves to propose the revocation of Zipmex digital asset
’ representatives. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the