-19 crisis. This includes setting up an alternative site, installing a remote working support system, and delegating remote working teams to mitigate operational risk, to ensure that the overall
conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed; (8) Debt issuers must use the raised money to repay for the earlier
risk tolerance; (3) To enhance PVD efficiency by improving member protection mechanism to ensure fair treatment whereby the qualifications, roles and responsibilities of the Fund Committee must
well as adequate and appropriate risk management, especially with regard to the confidentiality of the clients’ personal trading information and cyber security, to ensure that investors receive the
encourage investment analysts and fund managers to integrate ESG factors into their investment or advisory process and risk-return models. By doing so, fund managers and investment analysts will not only
respond more accurately to the changing risk landscape. Audit regulatory body also needs to follow suit by closely monitoring the growing situations to allow for an adaptive regulatory mechanism that is
framework with the belief that the business sector being driven by the framework of the guiding principles will be strengthened in the management of operational risk. More importantly, the operations of
the risk of nonperformance to the sale and purchase agreement as NMG is required to repay a partial amount of the account receivable to NBC within seven business days as from the date when NMG has
facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure for listed companies. Initially
client due diligence ? e.g., clients? investment objectives, personal conditions and risk tolerance ? before giving advice, attached with supporting reasons, on suitable funds for their investment. In