prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the

Goals (SDGs) as well as the National Economic and Social Development Plan and the Capital Market Development Plan. It is also considered one of the important issues which the business sector and listed

, capital market participants were invited to comment and exchange views on setting up an investor protection fund in the Thai capital market which is considered as laying down infrastructure for making a

. The amounts of the interests were recorded as income in the GLH's financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results.Mr. Konoshita's

of Section 317/11 of the Securities and Exchange Act.  The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of

civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor

The SEC is proposing the rules and procedures under the draft Securities and Exchange Act (SEA) (No…) B.E. …., which has been considered by the National Legislative Council. The draft SEA prescribes

found that several withdrawal transactions were gradually made from the client's ATS account to his own bank account, totaling 6.16 million baht. Therefore, {A} was considered the true beneficiary of the

status and property inspection, the property can be verified by order of the public prosecutor and is considered a mandate of the public prosecutor under the Criminal Code, as per the Public Prosecution

Sanction Committee has resolved for the SEC to impose civil sanction on the seven offenders in the form of civil penalty, which was considered based on the benefit received by each offender. Porameth signed