misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
KYC. 2. Enhanced Scrutiny of Major Shareholders and Ultimate Beneficial Owners of Licensed Business Operators: Currently, the SEC oversees major shareholder structures by taking into account
purpose of undertaking derivatives business in addition to the categories already licensed derivatives business license previously obtained, shall file the application as specified in accordance with
addition to the categories already licensed under securities business license previously obtained, shall file the application as specified in accordance with Chapter 2 In filing the application under the
; “Management company” means any mutual fund management company or private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities business in the
exchange; “Management company” means any mutual fund management company or private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities
management company or private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities business in the category of mutual fund management
company-operated stores and licensed stores as following. Gross Profits In Q3 2017, total gross profits from property, food & beverages business were 597 Million Baht or 29% of the total revenues. Details