derivatives contract, as well as other evidence relating to customers’ derivatives trading, shall be kept for a minimum period of five years from either the transaction date, the margin call date, or the
, Section 86, Section 91, Section 352, Section 353 and Section 354 of the Penal Code. Each case may be subject to imprisonment from five to 10 years and a fine from 500,000 baht to 1 million baht. The SEC has
-the-Counter, or from binding themselves under derivatives in derivative exchanges for a period of five years, and from acting as directors or executives in securities issuing companies or securities
out of five categories. They are: (1) CG Rules and Practice: The assessment showed most listed firms in the Thai capital market met the 60-day deadline for disclosure of annual financial statements
-five percent of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis ; (5) “ retail client ” means a client other than
investment in the amount of one hundred million baht or more; (n) a juristic person whose shareholders are the persons under (a) to (m) collectively holding shares in the amount exceeding seventy-five percent
on auditing or reviewing and expressed opinion on financial statement of the same mutual funds or trusts for five consecutive years The rotation of the auditor under Paragraph 1 shall be complied with
system. 6. Financial Sector Master Plan Phase III – This is a five-year development plan from 2016-2020 to enhance the Thai financial system in four areas: (1) Competitive – Thai financial institutions are
: 1,729,277,000 Baht (One Thousand Seven Hundred Twenty Nine Million Two Hundred Seventy Seven Thousand Baht) consisting of : 345,855,440 shares (Three Hundred Forty Five Million Eight Hundred Fifty Five Thousand