) person holding a position equivalent to the positions under sub clause (1) to (4) called by other names; (6) member of a committee which is appointed or assigned by an intermediary to perform duties
a financial institution shall perform such revision and updating within a period of time stipulated by the law on financial institution business ; (b) the information for the purpose of assessing
a financial institution shall perform such revision and updating within a period of time stipulated by the law on financial institution business2; (b) the information for the purpose of assessing
Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying with the following rules: (1) in
Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying
system ready for keeping assets into its custody; □ (3.8) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian
its custody; □ (3.8) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian; □ (3.9) System to ensure that the
Investment and Securities Analyst (CISA) or any other equivalent certificates as approved by the Office, or 3. Being permitted by a foreign capital market regulator, which is accepted by the Office, to perform