43, Section 44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission, with consultation of the Minister of Justice
qualifications and does not have prohibited characteristics pursuant to the law governing derivatives and notifications issued by virtue of the said law. The letter of certification shall be signed by the person
Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the
e-service Online Submission See canceled document Investment Advisory >> Licensing/Ministerial Regulation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and
) รวมทั้ง เข้าร่วมเสวนาในงาน EU-Asia Pacific Forum on Financial Regulation เพื่อแลกเปลี่ยนมุมมองต่อประเด็นด้านความเสี่ยงและความท้าทายในการกำกับดูแล Crypto-Assets and Tokenization และสนับสนุนให้มีการส่ง
areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial
variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
channel for fund raising and investment in real estate. REIT regulation will be in line with international practices and provide more flexibility in terms of investment and management than property fund