suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted principles and have reliable
principles and have reliable document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt
to ensure that any preparation and giving of advice adheres to the generally-accepted principles and that such advice is substantiated by reliable documentation, including taking into consideration
and in the best interests of each client, as well as monitor and supervise to ensure that any preparation and giving of advice adheres to the generally- accepted principles and that such advice is
retrospectively. The significant principles are as follows:- Derivative financial instruments are used to manage exposure to foreign exchange and interest rate risks, which are recognized initially at fair value
, 2018, the Company had applied accounting policy for derivative financial instruments and hedge accounting. The changes have been applied retrospectively. The significant principles are as follows
.) โดยสาํนกังานจะเขา้รับการประเมินในส่วนทีเกียวขอ้ง กบัภาคตลาดทุนเพือประเมินประสิทธิภาพของการกาํกบัดูแลเทียบกบัมาตรฐานสากลดา้น securities regulation คือ IOSCO1 Objectives and Principles for Securities
Commissions – Objectives and Principles of Securities Regulation ส านักงานจึงได้จัดท าเอกสารฉบับนี้ขึ้นเพ่ือขอรับฟังความคิดเห็นจากผู้ประกอบธุรกิจและ บุคคลทั่วไป ทั้งนี้ หลักการข้างต้นแบ่งออกเป็น 2 ส่วน คือ 1