In mid-2021, the DSI requested that the SEC further investigate the facts and evidence in a case where the SEC had filed a criminal complaint,* due to suspicious circumstances suggesting that IEC

urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific

or public offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social

offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social enterprise

investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous

(2016). In the case of Preeya, she assisted or facilitated Woraphant in his wrongdoing under Section 242(1), which was in violation of Section 315, in conjunction with Section 242(1) and subject to the

tax exemption, investors may invest in SSF investment units at an amount not exceeding 30 percent of their annual income and, in any case, not more than 200,000 baht per year.    

in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and

reports in the case of any unexpected event, and the submission period will be based on business days instead of calendar days  to allow  business operators to have more time.SEC has made the public

information related to such digital asset investments. The list of licensed digital asset business operators is available at www.sec.or.th/digitalasset. In case of possible tips on suspicious activities