February 2017, the resolution to certify the Company’s financial statements and performance for the yearly ending 31 December 2017 which has already been audited by the Company’s auditor can be summarized as
Seamico Securities Public Company Limited (“The Company”) would like to report operating result that has been examined by our auditor for the year ended December 31, 2017 as follows: The consolidated
audited by the independent auditor as follows: Statements of Comprehensive Income for the Fourth Quarter and Year Ended December 31, 2017 Note: During 1Q17, the Company’s subsidiary has recorded income
related to back office function. Such keeping shall be readily available at any time for derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to
evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5- derivatives broker to examine or inspect promptly, and also for the Office and auditor of
- derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to examine as requested. Clause 11. In case where the Office sees appropriate, derivatives broker
readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine as requested. Clause 9. In compliance with
evidence of service provider. Such keeping shall be readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine
and its subsidiaries for the year 2018 which audited by the auditor of the Company. Details are as follows. 1. The Operating Results Analysis For the year ended December 31, 2018 The operating results