custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and
apply for a quota to execute foreign exchange transactions with financial institutions in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9849 SEC amends regulations on custody of clients’ assets in
investors. 4. ICO issuers and business operators related to digital assets may submit a request for a reporting extension with supporting reasons, as follows: 4.1) ICO issuers for the annual updated
professionals, enticing investments in stocks and digital assets with seemingly low investment amounts and unrealistically high returns. The schemes claim that investing requires little to no knowledge and is
(SBL) transaction and collateral placement for SBL transaction due to its nature of non-absolute transfer where the parties also agree on return of securities borrowed or withdrawal of collateral
Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions
listed securities to be deposited by a client as collateral for purchasing securities, or a client’s excessive assets held in a margin account in proportion to the purchasing value of any securities prior
demand in Chonburi area. Therefore; the company must transfer water from Prasae reservoir to Chonburi area. 2) Raw water cost increased from purchasing raw water from private source in order to remain the
25-year period started from the date of contract). As specified in the contract, the subsidiary shall transfer building, machine and equipment to Krabi municipality without any charges when the