the products. Furthermore, the selling points in departments and modern trade will be expanded to cover the area Besides, the Company also has the policy to add more the assets and expand the channels

investment policies, for example, the set-up fund fee, the management fee for the entire duration even when reaching the trigger point ahead of schedule, or the trigger redemption fee. Also, the new rules

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and the management team convened a meeting with the Thai Digital Asset Operators Trade Association

Orbix Trade Company Limited Between January 30, 2023 to May 30, 2023, Orbix Trade Company Limited ("Orbix"), a digital asset exchange which was named Satang Corporation Company Limited at

sent a letter to the bond issuer to demand immediate repayment of the bond reaching maturity.   The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the

Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement

Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted

information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311