Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits

Line "OHKAJHU" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 06/01/2025)

Line "ABBOTTNUTRITION", "Abbott Service TH" and "Broker คุณกิตติ" : Unlicensed securities and derivatives business (Disclosure Date : 26/01/2026)

Line "Kanokwan S.", "Profit Pulse 59" and "Community of Charts" : Unlicensed securities and derivatives business (Disclosure Date : 03/02/2026)

Facebook page "Gold Saving Streamin" and Line "HSHsocial Official" : Unlicensed securities and derivatives business (Disclosure Date : 09/02/2026)

Line account "SET" impersonates "The Stock Exchange of Thailand (SET)" : Unlicensed securities and derivatives business (Disclosure Date : 09/01/2025)

Instargram ชื่อ part_time20004 และ Line Official Account ชื่อ น้ำหวาน : Unlicensed securities and derivatives business (Disclosure Date : 31/07/2023)

Facebook page "Stock & Gold Planning" and Line "HSHsocial ฮั่วเซ่งเฮง" : Unlicensed securities and derivatives business (Disclosure Date : 11/02/2026)

Facebook page "Jewelry & Gold" and Line "HSHsocialฮั่วเซ่งเฮง" : Unlicensed securities and derivatives business (Disclosure Date : 12/02/2026)

Line Official Account ชื่อ รัชนก (กิ่ง) (@865ofytl) : Unlicensed securities and derivatives business (Disclosure Date : 06/07/2022)