(UNOFFICIAL TRANSLATION) (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily
Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone As a user of SEC Account with the duty related to submission of
Earlier, the SEC conducted a public hearing on proposed principles and draft amendments to the regulations for submission of granular data related to clients' assets and transactions of business
each holder of IFEC bonds and bills to submit a request for debt repayment through the following channels. (1) Electronic submission: The holders of bonds and bills may use the electronic form and attach
’ consideration in disclosing this information to investors. In addition, in view of the due date for submission of the financial statements of the first quarter of 2020, ending 31 March 2020 (due on 15 May
& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk
ระบบ E-Submission1 2 ภายใน 15 วัน นับแตวันที่เกิดเหตุการณ โดยดำเนินการตามวิธีการนำเขาขอมูลในขอ 2 1. รูปแบบการรายงาน: กรอกขอมูลในระบบ E-Submission และแนบเอกสารดังนี ้ (1) ขอกำหนดสิทธิฉบับที่แกไข
recent suspension of all Baht and cryptocurrency withdrawals. The e-form aims to further facilitate the affected investors’ submission of information and the SEC’s collection of clear and accurate facts