prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications and Prohibited Characteristics of Executives of Derivatives
23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board Tor Thor. 27/2559 Rules, Conditions, and Procedures for Securities Underwriting (Codefied) 08/07/2016 01/08/2016 4
understand and comply with the regulations prescribed in the said Notifications properly, the SEC would like to provide clarificatory notes to the Notifications and relevant guidelines, with details as follows
e-service Online Submission Business Operation Rules >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 3/2548 17
Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification
the Notifications and relevant guidelines, with details as follows: 1. Objective of the Notifications To specify regulations supporting cross-border offerings of covered funds under HK-TH-MRF in
checklist is provided for investors https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8361 SEC public hearing on proposed rules for submission of digital asset transaction data and related information