performance of introducing broker agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and
personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The
ลงทุนในต่างประเทศมากขึ้น ซึ่ง ธปท. ได้พิจารณาอนุญาตแล้วก.ล.ต. จึงจะออกหลักเกณฑ์กำหนดให้ตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า (derivatives broker) ต้องมีระบบงานรองรับการให้บริการแก่ผู้ลงทุนรายย่อยที่ลงทุนใน
. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of Section 9 and the third paragraph of
and Exchange Commission No. KorKhor. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of
plant is situated in Muang Nakhon Ratchasima district, Nakhon Ratchasima province . It has total generating capacity of 9.9 MWs, of which the capacity of 8 MWs is now under a feed- in tariff )FIT
investment characteristics similar to unit; “ derivatives broker ” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546
; “derivatives broker” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546 (2003). Clause 3 Maintenance of the net capital by
e-service Online Submission Licensed Derivatives Broker Licensed Derivatives Broker | Registered Derivatives Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker