return rate and the investment term were written on the cover of the client's fund book. The SEC has therefore suspended approval for {B} as a securities investment consultant for a period of two years
considered a failure to perform duties with responsibility and deliberation as a professional. His non-compliance with the client’s instruction and his giving of advice with the implication of return guarantee
the company to continue its business operation until 21 January 2019.Regarding clients? assets under custody, the company is requested to transfer or return the assets according to the clients? order
fact that the income from dividends was not calculated as part of the SET Index. Therefore, SEC encourages the PVD to use the SET Total Return Index (SET TRI), which actually adds the income from
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
the establishment of such funds to allow members to have investment alternative in accordance with risk tolerance and expectation of return,? said Assistant Secretary-General Duangmon Chuengsatiansup.As
of debt. Many of them, in addition, start saving too late and save in assets offering low return, eventually resulting in insufficient amount of savings. ?FL in Workplace? offer employers another
little money in assets offering low return. Therefore, the SEC this year set a target of 100 participants from employers nationwide. So far, 60 organizations and companies tallying 90,000 employees have
contact the ECD Police at 0-2237-1199 to reinforce further legal proceedings.? ?If you have been solicited to invest in derivatives on gold and crude oil, for instance, with considerably high return on
plan for retirement?. Asst. Prof. Dr. Yuthana Sethapramote, researcher, said that the study on ?Determinants of Return and Volatility Spillovers in the International Equity Markets? revealed that