Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
presented to volunteers in recognition of their work that fosters good cooperate governance of Thai listed companies. SEC Secretary-General Vorapol Socatiyanurak today presided over a ceremony in recognition
past work of an analyst who leaves the employ of the CRA and joins an entity that the employee participated in rating, an obligor whose obligation the employee participated in rating, an originator
สำนักงาน ก.ล.ต. จะปรับรูปแบบการตรวจสอบไปใช้วิธีการตรวจกระดาษทำการของผู้สอบบัญชีที่สำนักงาน ก.ล.ต. (“remote inspection”) หรือนัดหมายการเข้าตรวจในช่วงที่สถานการณ์การแพร่ระบาดของ COVID-19 คลี่คลาย
established internal control is rectified as follows: (1) monitor, inspect and evaluate the effectiveness of the operating procedures of the work unit responsible for the following functions by an independent
internal control is rectified as follows: (1) monitor, inspect and evaluate the effectiveness of the operating procedures of the work unit responsible for the following functions by an independent auditor
there was a lack of capital expenditures projects, resulting in low work load in the first half of 2018. For new projects that came in 2018, as a result, there was very intense competition in terms of
work for such persons to have full or partial managing power in the securities company.
represents increasing of loss 69 million Baht from Q2/2018’s profit of 7 million Baht. One reason for net loss is because of the work overload and shortage of skilled workers which started in Q1/2019 but with