the third quarter of 2019, which recorded a significant increase in net earnings due to the income of medical service fees based on risk burdens from the Social Security Office, which was higher than
. The amounts of the interests were recorded as income in the GLH's financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results.Mr. Konoshita's
financial statements for the said quarter to the public through the SET Electronic Information Transmission System on 15 August 2016. The financial statements recorded the net profit of 20.34 million baht, a
statements recorded the net profit of 20.34 million baht, a 61.16 percent decrease from the preceding quarter.Jajjai's act was a securities sale that took advantage of a material, non-public fact that
trading transactions had no source of orders. It was also found in the recorded conversation that {A} had been allowed by the client to make securities trading decision. He informed the client of the
without authorization causing damage to the client. Reprimand: The SEC reprimanded {E}, a derivatives investor contact, and recorded her misconducts for future reference on account of soliciting and
not an approved investor contact or a securities company executive at the moment. The SEC, therefore, recorded his actions for future reference and will not approve his position as capital market
performance in the third quarter of 2019 recorded an increase in net profit over-quarter and over-year. Compared to the same period of last year, the improved performance was attributed to increased non
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the