, has joined forces to steer and align the direction of Thailand’s sustainable finance policies.On 18 August 2021, Working Group on Sustainable Finance has jointly published Sustainable Finance
. 173/2018 published on 27 December 2018.** The untrustworthy characteristics of persons in securities issuing companies and listed companies and the regulations for removal of such persons are
JC has been revising the published guidance and will publish an updated version in coming months.Tax working groupThe JC heard a presentation from the Tax working group. The presentation gave
qualifications based on the stipulated criteria.SEC has published the list of business operators granted approval to be wealth advisory service providers on SEC’s website www.sec.or.th and those who need more
from 5 September 2018 onwards.**Meanwhile, Mr. Thanawat acknowledged the civil sanction on 31 August 2018._______________________________ Notes: *SEC news release No. 98/2018, published
applications submitted in 2023. The Notification of the SRI Fund Fee Exemption Regulations has been published in the Government Gazette, taking effect from 1 January onwards. An SRI Fund is a mutual fund that
and efficient channel for cross-border distribution of funds in these three markets. The member jurisdictions have also published the Handbook for CIS Operators of ASEAN CISs which provides guidance
and efficient channel for cross-border distribution of funds in these three markets. The member jurisdictions have also published the Handbook for CIS Operators of ASEAN CISs which provides guidance
securities with sustainability attributes and play a significant role in supporting the stable and sustainable development of the Thai capital market.”The revised regulations have been published in the Royal
ซ่ึงประกอบดว้ยค่าความเส่ียง 3 ประเภท คือ ค่าความเส่ียงจากการเปลี่ยนแปลงของ ราคา (position risk) ค่าความเส่ียงจากคู่สัญญา (counterparty risk) และค่าความเส่ียงจากการกระจุกตวั (large exposure risk) โดยใหบ้